Overseas Ops

Schemes, Scams, Frauds.

www.crimes-of-persuasion.com Site Directory

Overseas Boiler Room Stock Scam Operations Telemarketing Fraud Organizations

Some brokers involved in shares fraud who have come to the notice of authorities are:

Argus Capital Investment Corporation
Postbus 59366
1040 KJ Amsterdam
THE NETHERLANDS

Associated individual: Ted Davies

Benson Dupont Capital Management Inc
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN

Benson Dupont
Level 23, CP Tower
313 Silom Road
Bangkok 10500
THAILAND

Associated individuals: Steve Wilson and Keith Nochman

Berchmans Lee Company Inc
1410 Herrera Tower
Herrera Street
Salcedo Village
Makati
Manila
PHILIPPINES

Associated individual: Chris Carter

Bernstein & Zeiglier
# 10 Anson Road
# 18-18 International Plaza
SINGAPORE 079903

Associated individual: Henry Thornton

Bion, McConnan & Associates LLB
141 757 West Hastings St
Suite 800
Vancouver B.C.
CANADA

Bradford Kempner Investments Limited
Unit 1512, 15th Floor
Q-House Asoke Building
66 Sukhumvit 21 Road
Klongtoey Nua
Wattana
Bangkok 10110
THAILAND

Brooks Pearson Investment Limited
Wisma Danamon Aetna Life
19th Floor, Jalan Jondral Sudirtnan
Kauling 45-46
Jakarta 12930
INDONESIA

Capital Assets Limited
Taipei Metro Building
Suite D, 11/F
No. 207 Tun Hwa South Road, Sec.2,
Taipei
TAIWAN

Associated individual: Robert Mason

C & C Global Co., Limited
17th Floor UBC II Building
Soi Sukhumvit 33
Bangkok
THAILAND

Central Capital Inc

387 Ivy Street
San Francisco
California
UNITED STATES

New Bright Building
11 Sheung Yuet Road
HONGKONG

Clanvale Securities S.A.
Edificio Torre America
Floor 3 Office 307
Avenida Venezeula
Bello Monte
Caracas
VENEZUELA

Cohen Nesbit Group Limited
Level 19 Hong Leong Building
16 Raffles Quay
SINGAPORE

Crawford Peale
Unit 1609
16th Floor, Vaint 1 Building
1126/1 New Petchburi Road
Bangkok 10400
THAILAND

Dragon Pacific Company Limited
17th Floor, One Pacific Place
140 Sukhumvit Road
Bangkok
THAILAND

Associated individual: Douglas King

Dreyfus Securities Limited
14/F Kamiya-cho Mori Building
4-3-20 Toranomon, Minato-ku
TOKYO 105-0001, JAPAN

Amnuaydech Suite 048
22 Central Chidlom Tower
Polenchit Road, Lumpini
Pathumwan, Bangkok 10330
THAILAND

29/F One Canada Square
Canary Wharf, London
UNITED KINGDOM, E14 5DY

Associated individual: Steven Dixon

Dukes and Company Securities Corporation

Unit 1009
PSBank Tower
Senator Gil J
Puyat Avenue
Makati City 1220
PHILIPPINES

Constitution Drive
PO Box 332
Belmopan
BELIZE

Associated individuals: Michael Martin, Ben Smit

First Independent Resource Management Group Inc
4, V.S. Prospero
Milano
ITALY

Fisher Sterling International Limited
302 Hung Kei Mansion
5-8 Queen Victoria Street Central
HONG KONG

Associated individual: Dave Adams

Foreign Currency International
27 Sukhumvit Soi 20
Bangkok, 10110
THAILAND

Associated individual: Stephen Sharpe

Foreign Trade International
12th Floor
253 Sukhumvit Soi
21 Asoke Road
Bangkok 10110
THAILAND

Associated individuals: Ian Morris, Christian Webb, Michael Lumby, Alex Pagan, Dennis Askew.

FX Advisors East, LLC
200 Public Square Suite 2955
Cleveland
Ohio
UNITED STATES OF AMERICA

Gaylord & Finch
400 Broadway
Seattle
Washington
UNITED STATES OF AMERICA

Associated individual: Peter Williams

Global Capital Securities Corporation
538 Broad Hollow Road
Suite 315E
Melville
New York
UNITED STATES OF AMERICA

Associated individuals: Christopher Ferruzza, James Sparacino

Global Option Trading Co Limited
14th Floor
253 Sukhumvit Soy 21, Asoke Rd
Bangkok 10110
THAILAND

Associated persons: Jamie Nettleship, Callum Hunt

Graves Stanley & Peabody Limited
24 College Lane
P O Box 646
GIBRALTAR

Associated individual: Richard Gaston

Gresham Management Inc
207 South 79th Street
Suite 1006
New York
NY 10024
UNITED STATES

Associated individuals: Edward Saunders, Martin Nelson, Cynthia Landsburg, Charles Hampton

Hamilton & Associates
Bahnhofstrasse
52 CH8001
Zurich
SWITZERLAND

Associated individuals: Alexander Woodbridge, David A Smith, Michael Kennedy

Helvetica Trust & Fiduciary Group
Bahnhofstrasse 71
Surich 8001
SWITZERLAND

Associated individual: Gerald Mulrine

Hudson International

Caracasbaaiweg 199
PO Box 6050
Curacao
Netherlands Antilles
WEST INDIES

Room 2207
22/F, II Lippo Centre
Central
HONG KONG

Associated individuals: Thomas Jenkins, Steven Billings, Jeffrey Kahn, Frank Edwards, Murray Skolsky.

International Asset Management
CP Tower Level 23
313 Silom Road
Silom 10500
Bangkok
THAILAND

Associated individual: Richard Jennings

Jacobs & Kiplinger
Zurich World Trade Centre
Leutschenbachstrasse 95
8050 Zurich
SWITZERLAND

Kearns Investments Inc

Level 9 AIG Building 1-1-3 Marunouchi Chiyoda-Ku Tokyo 100-0005 JAPAN	Level 21 HSBC Tower 101 Yin Cheng East Road Pudong Shanghai 200120 CHINA
Level 36 Menara Citibank 165 Jalan Ampang 50450 Kuala Lumpur MALAYSIA

Associated individuals: Michelle Von Wald, Cyrus Fahad, Tony Sacks and Michael Stuart.

Kensington Group Inc
30th Floor, Shinjuku Park Tower
3-7-1 Nishi-shinjuku
Shinjuku
Tokio
JAPAN

The Kensington Group

23F M Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok
THAILAND

18F, One International Finance Centre
1 Harbour View Street
Central
HONG KONG

KLM Investment Services Limited
25 Dowgate Hill
Cannon Bridge
London
UNITED KINGDOM

Associated individuals: Adam Lewis and Timothy Husk

Liberty Capital International Limited
PO Box W829
Corn Alley
St John's
ANTIGUA

Livingston Asset Management
14 Ron
1204 Geneva
SWITZERLAND

Associated individuals: Ingo Janneau, Marc Philips, Aron Mozes, Jonathon Livingston, Charles Bond.

The Madison Group
23rd Floor
M.Thai Tower
All Seasons Place
87 Wireless Road
Phatumwan
Bangkok 10330
THAILAND

Associated individuals: Glen Bradshaw, Frank Harris, John Jacobsen

Millenium Financial Group
23rd Floor
Tower 1, The Enterprise Center
6766 Ayala Avenue
Makati City 1200
PHILIPPINES

Associated individuals: Richard Arrowsmith, Gary Artzt, G. Edward Buell, Ben Cattaneo, Nica Gelera, Ray Gordon, Jon Jones, Jon Lopresti, Matthew McAllister, George Mitchell, Lenny Mazzola, Joseph Paterno, Shawn Richard, Ken Sheffield, Romson Velez, and Robert Velis.

Morgan International Investment Group Inc
6, Circuit de la Foire Internationale
BP 2507, L-1025 Luxembourg
GRAND-DUCHE DE LUXEMBOURG

Associated individuals: Thomas Carpenter, Simon Richardson, Diane Rosenberg

Morgan Pacific
138 Silom Road
Boonmitr Building 10th Floor
Suriyawongse
Bangrak
Bankok 10500
THAILAND

Associated individual: Graham Thompson

Morrison Cross Financial Investments Limited
Ave. Manuel Espinosa Batista
International Business Center
Floor 11
PO Box 0833-0118
Panama
REPUBLIC OF PANAMA

Associated individuals: Kenneth Elliot, Max Peters

Muller and Sons Securities Management Inc
Unit 114 Prince Plaza 1
106 Legaspi Street
Legaspi Village
Makati City
PHILIPPINES

Associated individuals: Ben Smit, Michael Martin, Stephanie Victoire and Maurie Wise

Newport Pacific Securities & Management Inc
Unit 404
Greenbelt Mansion
106 Pera Street
Legaspi Village
Makati
Manila
PHILIPPINES

Associated individuals: Jack Miller, Thomas Massino, Johnny Morgan, Peter Lynch and Ron James

Norwich Capital Mutual Funds Limited
Valero Towers, Penthouse D
122 Valero Street
Salcedo Village
Makati City
PHILIPPINES

Associated individual: Chris Jones

Norwich International Trading Inc
W910 West Tower
Philippine Stock Exchange Centre
Exchange Road
Oritgas Centre
Pasig City
Metro Manila
PHILIPPINES

Associated individuals: Kathleen Edward and Kevin Walker

Pembridge Group
Suite 2903
29/F, Tower 1
Admiralty Centre
HONG KONG

Associated individual: Justin Wentworth

Pfeiffer Galland
Plaza Mashill Level 21
Jalan Jendral Sudirman Kav 25
Jakarta
INDONESIA

Preferred Performance Group, Company Limited
Richmond Building
75 Sukhumvit Soi 26
Bangkok
THAILAND

Remington Consultancy Limited
1245 Pleasant View Boulevard
Scottsdale Arizona 85261
UNITED STATES

Associated individuals: Richard Remington, George Mason, John Richmonds

Sherman Brothers
Unit 1911, 19th Floor
One Pacific Place
140 Sukhumvit Road
Klongtoey District
Bangkok 10110
THAILAND

Sigama Capital Management
14th Floor, Kamiya-cho Mori Bldg
4-3-20 Toranomon
Minato, Tokio
JAPAN

Sigama Capital Management

Level 18
One International Finance Centre
1 Harbour View Street
Central
HONG KONG

Level 14/1401
One Pacific Place
140 Sukhumvit Road
Bangkok
THAILAND

Associated individuals: David Burgess and Anne Davies

Simmons, Blake & Fritch
27 Floor Jefferson Towers
9823 Hover Street
Maverick Avenue
St Paul, Minnesota
UNITED STATES OF AMERICA

Associated individuals: Jennifer Stone, Kate Jones, Timothy Croft

Smith & Henderson Associates Inc

Level 21, HSBC Tower
101 Yin Cheng East Road
Pudong
Shanghai
CHINA

Serrano 240 5th Floor
28016 Madrid
SPAIN

South East Asia Trading
12th Floor
253 Soi Sukhumvit
21 Asoke Road
Bangkok 10110
THAILAND

Associated individuals: Jamie Nettleship, Andrew Hewit, Michelle Tetreaut.

Stamford - Financial
Level 14, Hibiyo Central Building
1-2-9 Nishi Shimbashi
Minoto-ku
Tokyo
JAPAN

Sterling Capital Corp.
23rd Floor, 6750 Ayala Ave
Makati City, Metro Manila
1226 THE PHILIPPINES

Associated individuals: Steven Thompson, John Davis, Michael Cayhill, Jane Alexander

Taylor Atlantic Ltd
Level 4
Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
MALAYSIA

Associated individual: John Sinclair

Transglobal Consultants Limited
Pacific Place Two Building Suite 1707
17th Floor, 142 Sukhumvit Road, Klongtoey
Bangkok 10110
THAILAND

Associated individuals: Paul Jenson, Josh Kaytor, Daniel Bailey, Robert Ellis and Jeremy Blake.

Trans-National Securities and Trust SA
Birmensdorferstrasse 140,
CH-8003
Zurich
SWITZERLAND

Associated individual: John Montana

Trident International
Suite 2207
88 Corporate Centre
141 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES

Associated individual : Richard Bell

United Capital Management Inc
1680 Ramon Magsaysay Centre
Roxas Boulevard
Manila
PHILIPPINES

Associated individual : Richard Austin

Vantage International Management Group Inc
Times Square Building
12th Floor, Unit 12-04B
246 Sukhumvit Road
Klongtoey
Bangkok 10110
THAILAND

VIP World Asset Management Co
Shirlaw House
Shirley Street
P O Box SS-19084
Nassau
THE BAHAMAS

Associated individual: Joseph Santeramo

Worldwide Investors Management Inc
Suites 303 and 305
Valero Plaza
124 Valero Street
Salcedo Village
Makati
Manila
PHILIPPINES

Associated individuals: Chase Trek, Ramiro Yabut, Christian Dupont, Richard Austin, Nathan Logan, Amador Pastrana, Toby Forster and Peter Lawson.

In Thailand

The SEC there has allocated its limited resources to conduct initial enquiries and formal investigations by the Enforcement Department, as well as to assist the Royal Thai police, the Attorney General, the Anti-money Laundering Office (AMLO) and international police forces in their investigations.

Under the Securities and Exchange Act B.E. 2535 (1992), conducting securities businesses in Thailand without obtaining proper licenses is a contravention of Section 90. In addition, if the case turns out, also, to be a scam and is considered
a public fraud, it is also a violation of Section 343 of the Penal Code.

Some cold calling firms were operating as currency or commodities brokers, which were out of the SEC’s jurisdiction, and the SEC has passed the matters to the Ministry of Finance for further action.

see www.sec.or.th

1	October 19, 2001	International Asset Management	(1) International Asset Management Co., Ltd. (2) Mr. Dan Sterk and (3) Mr. Stephen Robert Casciola	90 & S.343 of the Penal Code	P
2	August 22, 2001	Wellington International	(1) Mr. Vladislov Ivanov Patrov (2) Mr. Roy Danny Kamiew (3) Mr. Brian Hare and (4) Mr. Mark Pavic	90	PP
3	July 26, 2001	Benson Dupont , Morgan Pacific	(1) Mr. Tyler Terrel Wasser (2) Mr. Ravi Pattiyawongse (3) Mr. Patrick De Souza	90 & S. 343 of the Penal Code	P
4	July 26, 2001	The Brinton Group Sigama Capital Management Lincoln Financial e.go trade incorporated	(1) Mr. John Martin Kealy, (2) Mr. Ronan Joseph Murray, (3) Mr. Paul Mary Hickey, (4) Mr. Scott Campbell Fisher, (5) Mr. Jason Garrick Rich, (6) Mr. Adrian Robert Wallis and (7) Mr. Steven Hooper	90 & S. 343 of the Penal Code	Has been divided into 2 charges: (1) S.90 - on court trial & (2) S.343 - PP decided not to pursue in court
5	June 5, 2001	Antella Investments	(1) Antella Investments Inc and (2) Mr. James Gray	90	P P
6	December 25, 2000	Capital Advisory Corporation	(1) Mr. Pierre Gonyou, (2) Ms. Maria Rosado Bravo, (3) Ms. Kimberley A. Gonyou, (4) Mr. Jeffrey Sorota, (5) Mr. Bradley Mol, (6) Mrs. Narumol Holtraraphavanol, (7) Mrs. Mantana Pannameta, (8) Andaman American Administrative Services Co., Ltd. and (9) Crown Administrative Services Co., Ltd.	90	C, PP

ASIC list of suspect firms.

They also have a great research paper on International Cold Calling Investment Scams. .pdf

1. Abacus Group Co Limited
2. Allied International Investment Limited
3. Allied Pacific Ventures
4. Argus Capital Limited
5. Barrington Consultants Inc
6. Barrington Capital Ventures Ltd
7. Benson Dupont International
8. Berchmans Lee Company Inc
9. Berkeley Samson International
10. Berline Overseas Corporation
11. Bradford-Kempner Investments Ltd
12. The Brinton Group
13. Brooks Pearson Investment Limited
14. C&C Global Co Limited/Commodity and Currency Global Co Limited
15. Capital Advisory Corporation
16. Capital Assets Limited
17. Cogan Davis & Associates
18. Cohen & Nesbit Group Ltd
19. Collwood & Hall, Ltd
20. Commodity and Currency Global Co Limited
21. Crawford Peale, Inc
22. Dreyfus Securities Ltd
23. Duke's & Company Securities Inc
24. E Go Trade
25. Evergreen Consulting Corporation
26. First Chartered Capital
27. First Federal Capital
28. FL Lober Tax Consultants
29. Foreign Currency International
30. Foreign Trade International
31. Fortune International Inc
32. Freelander & Kuhn
33. General Commerce Bank AG/General Commerce Bank of Vienna
34. The Georgian Group
35. Gerson-Lehmann Inc
36. Global Asset Partners Ltd
37. Global Interactive
38. Global Option Trading Co Ltd
39. Goldberg & Partners Inc
40. Hudson International
41. International Asset Management
42. International Currency Group
43. International Exchanges Group
44. Investment Advisors & Consultants Ltd
45. JF Kidwell Limited
46. Kearns Investments Inc
47. KLM Investment Services Limited
48. The Kensington Group
49. Knowle Sachs & Company Inc
50. The Madison Group
51. Marlborough Acquisitions Inc
52. J R Matthey
53. Millenium Financial Group
54. Morgan International Investment Group Inc
55. Morgan Pacific Capital Inc
56. Muller & Sons Securities Management Inc
57. Newport Pacific Securities & Management Inc
58. Optimum Resources International Limited
59. Osiris Asia Pacific
60. Pfeiffer Galland Limited
61. Phoenix International Limited
62. Price Warner Company Ltd
63. Pryce Weston Incorporated
64. PT. Dolok Permai
65. Royce Sanford
66. Saxon & Swift
67. Sherman Brothers
68. Sigama Capital Management
69. The Strategic Alliance Group
70. Taylor Atlantic Ltd
71. Transglobal Consultants Limited
72. Trident International
73. Tri-West Invest Club
74. United Capital Management Inc
75. US Trading Associates Co Ltd
76. Vantage International Management Inc
77. Wellington International
78. Westwood Management Limited
79. Windsor Venture Securities Co Limited
80. Worldleader Investment Insider/Worldleader Investment Ltd
81. Worldwide Investment Management Corporation
82. Worldwide Investors Management Inc

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